E•••• M•••• D••••

G••••••••• C•••••• L••state registeredNorth Syracuse, NyIA-onlyIAPD 7521249

Feed of 09/14/2026

Also filed as E•••• M• D••••

At current firm

0 y

since Oct 9, 2025

In the industry

9 y

since Oct 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••••••• C•••••• L•• state registered current
since Oct 9, 2025 · North Syracuse, Ny
J••• M••••• S••••••••• L•• wirehouse
Feb 23, 2023 to Nov 24, 2024 · Fayetteville, Ny
L•• F•••••••• L•• BD affiliated
Jun 13, 2022 to Feb 13, 2023 · Syracuse, Ny

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to G••••••••• C•••••• L••
left Nov 24, 2024, registered Oct 9, 2025 (319 days) · Wirehouse to a state-registered adviser
L•• F•••••••• L•• to J••• M••••• S••••••••• L••
left Feb 13, 2023, registered Feb 23, 2023 (10 days) · RIA to wirehouse

Signals

••• Locked
Nov 24, 2024 · Advisor changed firm · fact
••• Locked
Feb 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 9derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address