E••••••• J• R••••••••

L•• F•••••••• L••BD affiliatedBurbank, Ca dual registrantIAPD 7528462

Feed of 09/15/2026

At current firm

1 y

since Nov 21, 2024

In the industry

14 y

since Jun 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 21, 2024 · Anaheim, Ca
J••• M••••• S••••••••• L•• wirehouse
Jan 31, 2023 to Sep 3, 2024 · Irvine, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 10, 2022 to Jan 25, 2023 · Santa Ana, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to L•• F•••••••• L••
left Sep 3, 2024, registered Nov 21, 2024 (79 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Jan 25, 2023, registered Jan 31, 2023 (6 days) · Wirehouse to wirehouse · moved with a team

Signals

••• Locked
Sep 3, 2024 · Advisor changed firm · fact
••• Locked
Jan 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address