RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• F•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 2, 2024 · Huntsville, Al
- F•••• H•••••• A•••••••• I•• formerJan 24, 2024 to Jul 23, 2024 · Huntsville, Al
- L•• F•••••••• L•• BD affiliatedOct 3, 2022 to Sep 22, 2023 · Slidell, La
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Jul 23, 2024, registered Aug 2, 2024 (10 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to F•••• H•••••• A•••••••• I••left Sep 22, 2023, registered Jan 24, 2024 (124 days) · Affiliated broker-dealer or bank to independent RIA
- J••••••• F••••••••• left F•••• H•••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2024-08-02)Jul 23, 2024 · Advisor changed firm · fact
- J••••••• F••••••••• left L•• F•••••••• L•• for F•••• H•••••• A•••••••• I•• (registered 2024-01-24)Sep 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address