DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Alex Imer Lopez

U.S. Bancorp Advisors, LLCBD affiliatedTempe, Azdual registrantIAPD 7575950

Feed of 09/14/2026

At current firm

0 y

since Feb 13, 2026

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Feb 13, 2026 · Tempe, Az
U.S. Bancorp Investments, Inc. former
Jul 18, 2024 to Feb 13, 2026 · Tempe, Az
U.S. Bancorp Advisors, LLC BD affiliated
Nov 17, 2023 to Jul 3, 2024 · Tempe, Az
Vanguard Advisers, Inc. BD affiliated
Jun 23, 2023 to Aug 16, 2023 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLC
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
U.S. Bancorp Advisors, LLC to U.S. Bancorp Investments, Inc.
left Jul 3, 2024, registered Jul 18, 2024 (15 days) · Affiliated broker-dealer or bank to another
Vanguard Advisers, Inc. to U.S. Bancorp Advisors, LLC
left Aug 16, 2023, registered Nov 17, 2023 (93 days) · Affiliated broker-dealer or bank to another

Signals

Alex Imer Lopez no longer holds an investment adviser registration (last listed at U.S. Bancorp Advisors, Llc on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived
Alex Imer Lopez left U.S. Bancorp Advisors, Llc for U.S. Bancorp Investments, Inc. (registered 2024-07-18)
Jul 3, 2024 · Advisor changed firm · fact
Alex Imer Lopez left Vanguard Advisers, Inc. for U.S. Bancorp Advisors, Llc (registered 2023-11-17)
Aug 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address