RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• K•••••••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince May 13, 2026 · Aurora, Co
- R•••••••• A•••• M••••••••• BD affiliatedMar 17, 2025 to Apr 2, 2026 · Menlo Park, Ca
- C•••••• S••••• • C••• I••• national BDDec 6, 2023 to Mar 29, 2024 · Lone Tree, Co
- R•••••••• A•••• M••••••••• to E•••••• A••••••• G••••• L••left Apr 2, 2026, registered May 13, 2026 (41 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to R•••••••• A•••• M•••••••••left Mar 29, 2024, registered Mar 17, 2025 (353 days) · Other
- S••••• K••••••••• left R•••••••• A•••• M••••••••• for E•••••• A••••••• G••••• L•• (registered 2026-05-13)Apr 2, 2026 · Advisor changed firm · fact
- S••••• K••••••••• left C•••••• S••••• • C••• I••• for R•••••••• A•••• M••••••••• (registered 2025-03-17)Mar 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address