DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Feed of 09/14/2026
Also filed as G••••• Thomas G••••••
At current firm
0 y
since Feb 11, 2026
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Feb 11, 2026 · Tampa, Fl
- L•• F•••••••• L•• BD affiliatedJan 26, 2026 to Feb 10, 2026 · Maitland, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to F••••• I•••••••••left Feb 10, 2026, registered Feb 11, 2026 (1 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- G••••• T• G•••••• left L•• F•••••••• L•• for F••••• I••••••••• (registered 2026-02-11)Feb 10, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address