RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M• B••••
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliated currentsince Jun 24, 2026 · Owings Mills, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 20, 2023 to Apr 13, 2026 · Pennington, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• R••• P•••• A••••••• S•••••••• I•••left Apr 13, 2026, registered Jun 24, 2026 (72 days) · Wirehouse to affiliated broker-dealer or bank
- A•••• M• B•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2026-06-24)Apr 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address