RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• A••••• M••••••••
- A•••••••• F•••• M••••••••• L•• asset manager currentsince Oct 16, 2025 · New York, Ny
- H•••••• I••••••••• L•• asset managerDec 15, 2022 to Oct 8, 2025 · Charlotte, Nc
- H•••••• I••••••••• L•• to A•••••••• F•••• M••••••••• L••left Oct 8, 2025, registered Oct 16, 2025 (8 days) · Other
- T••••• A••••• M•••••••• left H•••••• I••••••••• L•• for A•••••••• F•••• M••••••••• L•• (registered 2025-10-16)Oct 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address