RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• D•••• W•••••
- T•••• W••••• P•••••••• L•• independent RIA currentsince Jun 24, 2026 · Amarillo, Tx
- S•••••••• 4• W••••• independent RIAJan 14, 2025 to Apr 17, 2026 · Southlake, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 19, 2023 to Nov 4, 2024 · Westlake, Tx
- S•••••••• 4• W••••• to T•••• W••••• P•••••••• L••left Apr 17, 2026, registered Jun 24, 2026 (68 days) · RIA to RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• 4• W•••••left Nov 4, 2024, registered Jan 14, 2025 (71 days) · Affiliated broker-dealer or bank to independent RIA
- H••••• D•••• W••••• left S•••••••• 4• W••••• for T•••• W••••• P•••••••• L•• (registered 2026-06-24)Apr 17, 2026 · Advisor changed firm · fact
- H••••• D•••• W••••• left F••••••• P••••••• A•• W•••••••• A••••••• for S•••••••• 4• W••••• (registered 2025-01-14)Nov 4, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address