DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Triad Wealth Partners, LLC

Independent wealth managerLawrence, KansasCRD 326523SEC 801-128150websiteIAPD
Latest filing Sep 3, 2026
First filing on the tape May 12, 2023 · 26 filings
SEC status approved since Jun 9, 2023
RAUM
$1.5B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
100%
$1.5B individuals and HNW
Advisors
45
registered through the firm on IAPD
RAUM per advisor
$33.9M
derived; firm RAUM over IAPD count
Employees
46
33 advisory (5.B.1)
Offices
27
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.5B as of Aug 20, 2026
May 2, 2024$153M then
HNW client RAUM$848M as of Aug 20, 2026
May 2, 2024$7.9M then
State-registered IARs (5.B.3)0 as of Aug 20, 2026
May 2, 20243 then
Employees (5.A)46 as of Aug 20, 2026
May 2, 202412 then
Private funds: no history
RAUM +259% over the last fiscal yearIARs 13 to 0offices 9 to 27
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$33.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
87derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$186,467derivedRAUM over accounts (5.F.2.f)
Discretionary
94%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.6derived28 offices incl. principal (1.F.5)
RAUM growth, one year
+259%derivedbetween the last two annual amendments
Advisor growth, one year
-100%derivedItem 5.B.3 between annual amendments
Client growth, one year
+182%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody
$263M, 1,305 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$848M56%
  • Individuals$679M44%
Individual clients
3,381reported
HNW clients
515reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8,187reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$263M for 1,305 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
43 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Brent Martin CogginsLawrence, KsJan 19, 202415 y2
Scott Michael RinehartLawrence, KsJan 19, 202413 y5
Mark David HarperLawrence, KsJan 19, 202414 y3
Nicklaus Edwin WhitakerLawrence, KsJan 19, 202413 y4
Daniel John KulibertLawrence, Ks Apr 4, 202410 y0
Mitchell Curtis HockenburyCertified Financial PlannerLawrence, KsJun 7, 202423 y1
Brennan Tyler SarbaughLawrence, KsOct 8, 202411 y1
Jackson SheputisCertified Financial PlannerHebron, In Nov 15, 202422 y3
Joshua Lloyd OttingerLawrence, Ks Nov 19, 202410 y1
David Robert SeuferCertified Financial Planner, Chartered Financial AnalystLawrence, Ks Nov 21, 202417 y7
Michael Francis IrwinGlen Allen, Va Jan 8, 202519 y2
Matthew Michael D'EliaAllentown, Pa Feb 10, 202511 y0
Blake Andrew MatzkeLawrence, KsMar 17, 202510 y0
Jonathan Moss FrancesLawrence, Ks Apr 3, 202516 y3
Tyson Andrew PointerFrisco, Tx Jun 4, 202511 y2
John Paul JohnsonLawrence, Ks Jun 4, 202521 y2
Zachary Michael ZagerSpicewood, Tx Sep 2, 202525 y3
Elizabeth Page SeningGlen Allen, Va Oct 23, 202510 y0
Craig Steven SullivanLawrence, Ks Oct 28, 202518 y4
Jessica Eden SickingCertified Financial PlannerLawrence, Ks Oct 29, 202519 y4
Nicolas John PesciSalt Lake City, Ut Oct 31, 202516 y3
Jon Rhen BrownLawrence, Ks Nov 3, 202511 y1
John Charles ClementLawrence, Ks Nov 3, 202516 y2
Jason Lee GooldLawrence, Ks Nov 3, 202513 y1
Devin Warren ChoulesSt. George, Ut Nov 5, 202517 y3
Scott Clifford GroverLogan, Ut Nov 10, 202514 y5
Colton Elser BaysingerSouthlake, Tx Nov 21, 202512 y0
Terence K BrownGarner, Nc Dec 22, 202513 y5
Shawn Michael LeaymanAllentown, Pa Dec 22, 202517 y0
Christopher Cullen YetterClinton, Nj Mar 25, 202611 y0
Sara LewisLawrence, Ks Apr 22, 202610 y1
Laura Leigh Watson SchultzBeachwood, Oh May 18, 202618 y2
Connor Timothy BarthBeachwood, Oh May 22, 202610 y0
Hunter David WrightLawrence, Ks Jun 24, 202613 y2
Alexis BurchettLawrence, KsJun 29, 202610 y1
Lisa Rose MangeCertified Financial PlannerLawrence, KsJul 2, 202610 y4
Zachary Maxwell WilliamsLivonia, Mi Jul 10, 202610 y1
Patrick CoonsLawrence, Ks Jul 10, 202615 y0
Timothy Peter MarcinekChartered Financial ConsultantLawrence, Ks Jul 21, 202615 y6
Jamie Christopher CinottoLawrence, KsAug 11, 202625 y9
All 43 advisors at Triad Wealth Partners, LLC
Advisor movement
7 left, 21 joined in 12 months
net +14 in 12 months4 left in 90 days8 joined in 90 daysdeparture rate 16% of current headcount9 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Kay Sara Baker · Presidentcontrol
      since 01/2024 · owns less than 5%
    • Martin Brent Coggins · Chief Investment Officercontrol
      since 08/2023 · owns less than 5%
    • Michael Scott Rinehart · Presidentcontrol
      since 03/2025 · owns less than 5%
    • Lance Bradley Johnson · Officercontrol
      since 04/2023 · owns 50% to 75% of Triad Collective
    • Christopher Shawn Sparks · Officercontrol
      since 04/2023 · owns 50% to 75% of Triad Collective
    • Dee Danielle Hampton · Chief Compliance Officer
      since 03/2024 · owns less than 5%
    • Winslow Keith Ellis · Shareholder
      since 04/2023 · owns 25% to 50% of Nationwide Investment Solutions, LLC
    • L.(Mi Only) Derek Gregoire · Shareholder
      since 04/2023 · owns 25% to 50% of Nationwide Investment Solutions, LLC
    • Chapman Matthew Peck · Shareholder
      since 04/2023 · owns 25% to 50% of Nationwide Investment Solutions, LLC
    • Anthony Pellegrino · Shareholder
      since 04/2023 · owns 25% to 50% of Nationwide Investment Solutions, LLC
    Entity owners
    • Triad Collective · Shareholder
      direct · owns 75% or more
    • Nationwide Investment Solutions, LLC · Shareholder
      direct · owns 25% to 50%
    Related persons
    Schedule D 7.A
    • Triad Partners, LLC
      real estaten
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Lawrence, Ks · principal452851
    Orem, Ut550
    Allentown, Pa420
    Southlake, Tx441
    Fairview Park, Oh330
    Clinton, Nj310
    Lake Charles, La220
    Logan, Ut220
    Glen Allen, Va210
    Amarillo, Tx220
    Beachwood, Oh220
    Clearfield, Ut220
    Frisco, Tx200
    Lafayette, La220
    Wenatchee, Wa000
    Garland, Tx000
    Foothill Ranch, Ca001
    Colleyville, Tx001
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    11 against comparable advisers; where to look, not conclusions
    • control person changedChange between filings · filing Sep 3, 2026
      RINEHART, SCOTT, MICHAEL (PRESIDENT) appeared on Schedule A between the filings of 2024-03-25 and 2026-09-03
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Sep 3, 2026
      Sparks, Shawn, Christopher (OFFICER) left Schedule A between the filings of 2024-03-25 and 2026-09-03
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Sep 3, 2026
      Johnson, Bradley, Lance (OFFICER) left Schedule A between the filings of 2024-03-25 and 2026-09-03
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Sep 3, 2026
      Baker, Sara, Kay (PRESIDENT) left Schedule A between the filings of 2024-03-25 and 2026-09-03
      peers: independent wealth managers, $1B to $5B (1,360)
    • HNW share shiftChange between filings · filing Mar 12, 2026
      HNW share of RAUM moved from 24.0% to 56.0% between the annual amendments of 2025-03-26 and 2026-03-12
      peers: independent wealth managers, $1B to $5B (1,360)
    • office count surgeChange between filings · filing Mar 12, 2026
      offices other than the principal office (Item 1.F.5) moved from 9.0 to 23.0 (+156.0%) between the annual amendments of 2025-03-26 and 2026-03-12; the peer median change was 0.0% (379 comparable advisers, 98.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (379) · 98% percentile
    • account count surgeChange between filings · filing Mar 12, 2026
      accounts (Item 5.F.2.f) moved from 2,978.0 to 8,187.0 (+175.0%) between the annual amendments of 2025-03-26 and 2026-03-12; the peer median change was +6.0% (1206 comparable advisers, 98.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,206) · 98% percentile
    • RAUM up 50 %Change between filings · filing Mar 12, 2026
      RAUM (Item 5.F) moved from $424,994,398 to $1,526,606,248 (+259.0%) between the annual amendments of 2025-03-26 and 2026-03-12; the peer median change was +17.0% (1297 comparable advisers, 99.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,297) · 99% percentile
    • advisor count dropChange between filings · filing Mar 12, 2026
      advisory representatives (Item 5.B.3) moved from 13.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-26 and 2026-03-12; the peer median change was 0.0% (999 comparable advisers, 0.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (999) · 0.0% percentile
    • client count surgeChange between filings · filing Mar 12, 2026
      individual and HNW clients (Item 5.D) moved from 1,380.0 to 3,896.0 (+182.0%) between the annual amendments of 2025-03-26 and 2026-03-12; the peer median change was +5.0% (1132 comparable advisers, 99.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,132) · 99% percentile
    • employee count surgeChange between filings · filing Mar 12, 2026
      employees (Item 5.A) moved from 19.0 to 46.0 (+142.0%) between the annual amendments of 2025-03-26 and 2026-03-12; the peer median change was +4.0% (1050 comparable advisers, 100.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,050) · 100% percentile
    What changed
    consecutive filings, newest first
    • Financial planning clients · 1-10 to 1-10
      Aug 20, 2026 to Sep 3, 2026
    • Other offices · 29 to 27
      Aug 20, 2026 to Sep 3, 2026
    • Succession · false to unset
      Aug 20, 2026 to Sep 3, 2026
    • Other offices · 28 to 29
      Jul 14, 2026 to Aug 20, 2026
    • Other offices · 22 to 28
      Jun 3, 2026 to Jul 14, 2026
    • Other offices · 23 to 22
      Mar 12, 2026 to May 4, 2026
    • Accounts · 2,978 to 8,187
      Dec 12, 2025 to Mar 12, 2026
    • Advisory employees · 13 to 33
      Dec 12, 2025 to Mar 12, 2026
    • HNW clients · 58 to 515
      Dec 12, 2025 to Mar 12, 2026
    • Individual clients · 1,322 to 3,381
      Dec 12, 2025 to Mar 12, 2026
    • Assets in custody · unset to 263112872.0
      Dec 12, 2025 to Mar 12, 2026
    • Custody of client assets · false to true
      Dec 12, 2025 to Mar 12, 2026
    • Employees · 19 to 46
      Dec 12, 2025 to Mar 12, 2026
    • Insurance-licensed employees · 1 to 0
      Dec 12, 2025 to Mar 12, 2026
    • State-registered IARs · 13 to 0
      Dec 12, 2025 to Mar 12, 2026
    • Discretionary RAUM · $354M to $1.4B
      Dec 12, 2025 to Mar 12, 2026
    • HNW RAUM · $104M to $848M
      Dec 12, 2025 to Mar 12, 2026
    • Individual RAUM · $321M to $679M
      Dec 12, 2025 to Mar 12, 2026
    • Non-discretionary RAUM · $71.5M to $94.7M
      Dec 12, 2025 to Mar 12, 2026
    • RAUM · $425M to $1.5B
      Dec 12, 2025 to Mar 12, 2026
    • Other offices · 10 to 23
      Aug 22, 2025 to Nov 10, 2025
    • Other offices · 9 to 10
      Jun 11, 2025 to Aug 22, 2025
    • Financial planning clients · 1-10 to 1-10
      May 22, 2025 to Jun 11, 2025
    • Accounts · 1,191 to 2,978
      Jan 6, 2025 to Mar 26, 2025
    • Advisory employees · 5 to 13
      Jan 6, 2025 to Mar 26, 2025
    • HNW clients · 3 to 58
      Jan 6, 2025 to Mar 26, 2025
    • Individual clients · 539 to 1,322
      Jan 6, 2025 to Mar 26, 2025
    • Employees · 12 to 19
      Jan 6, 2025 to Mar 26, 2025
    • Insurance-licensed employees · 0 to 1
      Jan 6, 2025 to Mar 26, 2025
    • Financial planning clients · 0 to 1-10
      Jan 6, 2025 to Mar 26, 2025
    • State-registered IARs · 3 to 13
      Jan 6, 2025 to Mar 26, 2025
    • Other offices · 0 to 9
      Jan 6, 2025 to Mar 26, 2025
    • Discretionary RAUM · $105M to $354M
      Jan 6, 2025 to Mar 26, 2025
    • HNW RAUM · $7.9M to $104M
      Jan 6, 2025 to Mar 26, 2025
    • Individual RAUM · $145M to $321M
      Jan 6, 2025 to Mar 26, 2025
    • Non-discretionary RAUM · $48.6M to $71.5M
      Jan 6, 2025 to Mar 26, 2025
    • RAUM · $153M to $425M
      Jan 6, 2025 to Mar 26, 2025
    • Accounts · 1,144 to 1,191
      Jan 23, 2024 to Mar 25, 2024
    • Individual clients · 511 to 539
      Jan 23, 2024 to Mar 25, 2024
    • Discretionary RAUM · $96.8M to $105M
      Jan 23, 2024 to Mar 25, 2024
    Signals
    29 dated events
    • 2 advisors left Prosperity Capital Advisors (Lafayette, LA) for Triad Wealth Partners, LLC on the same day
      Sep 11, 2026 · Team lift-out · derived
    • Patrick B. Miles left Triad Wealth Partners, Llc for Signal Advisors Wealth, Llc (registered 2026-07-31)
      Sep 1, 2026 · Advisor changed firm · fact
    • Jessica Bonnett left Triad Wealth Partners, Llc for Wells Fargo Advisors (registered 2026-08-27)
      Jul 14, 2026 · Advisor changed firm · fact
    • Triad Wealth Partners, Llc reported 28 offices beyond its principal office, up from 22 (2026-06-03 to 2026-07-14)
      Jul 14, 2026 · Office count change · derived
    • Jacob Merrill Golseth left Triad Wealth Partners, Llc for Chadwick Financial (registered 2025-10-09)
      Jun 30, 2026 · Advisor changed firm · fact
    • Chad William Golseth left Triad Wealth Partners, Llc for Chadwick Financial (registered 2025-10-07)
      Jun 30, 2026 · Advisor changed firm · fact
    • Max Jaffe no longer registered at Triad Wealth Partners, Llc; no later IA registration on IAPD
      Jun 9, 2026 · Advisor departure · fact
    • Triad Wealth Partners, Llc reported 0 state-registered advisory representatives, down from 13 (2025-12-12 to 2026-03-12)
      Mar 12, 2026 · Advisor headcount change · derived
    • Triad Wealth Partners, Llc reported RAUM $1.5B, up 259% from $425.0M (2025-12-12 to 2026-03-12)
      Mar 12, 2026 · RAUM change · derived
    • 4 advisors left Coppell Advisory Solutions LLC (Orem, UT) for Triad Wealth Partners, LLC within 9 days
      Feb 25, 2026 · Team lift-out · derived
    • 2 advisors left Coppell Advisory Solutions LLC (Dallas, TX) for Triad Wealth Partners, LLC on the same day
      Feb 25, 2026 · Team lift-out · derived
    • 2 advisors left Coppell Advisory Solutions LLC (Southlake, TX) for Triad Wealth Partners, LLC within 13 days
      Dec 9, 2025 · Team lift-out · derived
    • Christy Jo Drake Dodge left Triad Wealth Partners, Llc for Prime Capital Financial (registered 2026-04-01)
      Dec 2, 2025 · Advisor changed firm · fact
    • Nicholas Antonio Lopez left Triad Wealth Partners, Llc for Retirement Planners Of America (registered 2025-12-15)
      Nov 25, 2025 · Advisor changed firm · fact
    • Logan Thomas Wolfley left Triad Wealth Partners, Llc for Rea Financial (registered 2026-04-20)
      Nov 11, 2025 · Advisor changed firm · fact
    • Triad Wealth Partners, Llc reported 23 offices beyond its principal office, up from 10 (2025-08-22 to 2025-11-10)
      Nov 10, 2025 · Office count change · derived
    • 2 advisors left Brookstone Wealth Advisors, LLC (Bedford, TX) for Triad Wealth Partners, LLC on the same day
      May 29, 2025 · Team lift-out · derived
    • Dante Anthony Smith left Triad Wealth Partners, Llc for Wealthplan Investment Management Llc (registered 2025-05-14)
      Apr 23, 2025 · Advisor changed firm · fact
    • Triad Wealth Partners, Llc reported RAUM $425.0M, up 177% from $153.4M (2025-01-06 to 2025-03-26)
      Mar 26, 2025 · RAUM change · derived
    • Triad Wealth Partners, Llc reported 13 state-registered advisory representatives, up from 3 (2025-01-06 to 2025-03-26)
      Mar 26, 2025 · Advisor headcount change · derived
    • Triad Wealth Partners, Llc reported 9 offices beyond its principal office, up from 0 (2025-01-06 to 2025-03-26)
      Mar 26, 2025 · Office count change · derived
    • Erick Alexander Aguayo left Triad Wealth Partners, Llc for Aerodigm Wealth Llc (registered 2026-02-27)
      Mar 26, 2024 · Advisor changed firm · fact
    • Alexander Erick Aguayo (Chief Compliance Officer) no longer on Schedule A of Triad Wealth Partners, Llc (listed 2024-01-23, absent 2024-03-25)
      Mar 25, 2024 · Control person left · inference
    • Lynn Jessica Jones (Chief Operations Officer) no longer on Schedule A of Triad Wealth Partners, Llc (listed 2023-10-30, absent 2024-01-12)
      Jan 12, 2024 · Control person left · inference
    • Christian Matthew Weglarz (Chief Executive Officer And Chief Investment Officer) no longer on Schedule A of Triad Wealth Partners, Llc (listed 2023-08-15, absent 2023-08-30)
      Aug 30, 2023 · Control person left · inference
    • Martin Brent Coggins (Chief Investment Officer) appeared on Schedule A of Triad Wealth Partners, Llc
      Aug 30, 2023 · Control person joined · fact
    • Matthew Christian Weglarz left Triad Wealth Partners, Llc for Buffalo Run Wealth Advisors Llc (registered 2026-01-13)
      Aug 29, 2023 · Advisor changed firm · fact
    • Triad Wealth Partners, Llc filed its initial SEC registration (Form ADV)
      May 12, 2023 · First SEC registration · fact
    • 2 advisors left Triad Wealth Management, LLC (Lawrence, KS) for Triad Wealth Partners, LLC on the same day
      Mar 17, 2023 · Team lift-out · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/strategicwealthalliancegroupreportedpublic record, Form ADV, Sep 17, 2026
    Website
    triadwealthpartners.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    785-830-0000reportedpublic record, Form ADV, Sep 3, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $33.9Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026