RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince Mar 24, 2025 · Boise, Id
- E•••••••• A•••••••• L•• national BDFeb 23, 2024 to Jan 28, 2025 · Meridian, Id
- P•••• S••••••••• L•• no RAUMNov 3, 2023 to Jan 16, 2024 · Mercer Island, Wa
- E•••••••• A•••••••• L•• to E••••• J••••left Jan 28, 2025, registered Mar 24, 2025 (55 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to E•••••••• A•••••••• L••left Jan 16, 2024, registered Feb 23, 2024 (38 days) · Affiliated broker-dealer or bank to another
- N••••• A• W••••• left E•••••••• A•••••••• L•• for E••••• J•••• (registered 2025-03-24)Jan 28, 2025 · Advisor changed firm · fact
- N••••• A• W••••• left P•••• S••••••••• L•• for E•••••••• A•••••••• L•• (registered 2024-02-23)Jan 16, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address