DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

D•••• Y•••••

F••••• I•••••••••independent RIATampa, Fl IA-onlyIAPD 7613126

Feed of 09/15/2026

At current firm

0 y

since Dec 12, 2025

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since Dec 12, 2025 · Tampa, Fl
L•• E••••••••• L•• BD affiliated
Nov 27, 2024 to Apr 24, 2025 · Wakefield, Ma
P•••• S••••••••• L•• no RAUM
May 1, 2024 to Nov 20, 2024 · Wakefield, Ma
C••••••• S••••••••• I••• BD affiliated
Aug 10, 2023 to Oct 17, 2023 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to F••••• I•••••••••
left Apr 24, 2025, registered Dec 12, 2025 (232 days) · Affiliated broker-dealer or bank to independent RIA
P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 20, 2024, registered Nov 27, 2024 (7 days) · corporate re-registration, not a move
C••••••• S••••••••• I••• to P•••• S••••••••• L••
left Oct 17, 2023, registered May 1, 2024 (197 days) · Affiliated broker-dealer or bank to another

Signals

D•••• Y••••• left L•• E••••••••• L•• for F••••• I••••••••• (registered 2025-12-12)
Apr 24, 2025 · Advisor changed firm · fact
D•••• Y••••• left C••••••• S••••••••• I••• for P•••• S••••••••• L•• (registered 2024-05-01)
Oct 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address