RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• D•••••••• H•••••
- M•••• P••••••• state registered currentsince Dec 8, 2025 · Shavano Park, Tx
- J••• M••••• S••••••••• L•• wirehouseMar 14, 2025 to Dec 19, 2025 · Seattle, Wa
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 16, 2023 to Apr 1, 2025 · New York, Ny
- J••• M••••• S••••••••• L•• to M•••• P•••••••left Dec 19, 2025, registered Dec 8, 2025 (-11 days) · Wirehouse to a state-registered adviser
- C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••left Apr 1, 2025, registered Mar 14, 2025 (-18 days) · Affiliated broker-dealer or bank to wirehouse
- C••••••••• D•••••••• H••••• left J••• M••••• S••••••••• L•• for M•••• P••••••• (registered 2025-12-08)Dec 19, 2025 · Advisor changed firm · fact
- C••••••••• D•••••••• H••••• left C•••••••• G••••• M•••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-03-14)Apr 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address