RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W•••••• W•••••
- M••••• S•••••• wirehouse currentsince Sep 3, 2025 · Lawrenceville, Nj
- U•• F•••••••• S••••••• I••• wirehouseJan 24, 2024 to Jul 25, 2025 · Princeton, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 23, 2023 to May 16, 2023 · Pennington, Nj
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jul 25, 2025, registered Sep 3, 2025 (40 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left May 16, 2023, registered Jan 24, 2024 (253 days) · Wirehouse to wirehouse
- D•••• W•••••• W••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2025-09-03)Jul 25, 2025 · Advisor changed firm · fact
- D•••• W•••••• W••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for U•• F•••••••• S••••••• I••• (registered 2024-01-24)May 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address