R••• M•••••• W••••••

U•• A•••••••institutionalJacksonville, Fl IA-onlyIAPD 7624938

Feed of 09/15/2026

Also filed as R••• M•••••• W••••••••• W••••••

At current firm

0 y

since Jan 5, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• A••••••• institutional current
since Jan 5, 2026 · Glastonbury, Ct
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Nov 12, 2025 · Jacksonville, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Jan 10, 2023 to Mar 31, 2025 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to U•• A•••••••
left Nov 12, 2025, registered Jan 5, 2026 (54 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Nov 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address