RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• K••••• A•••••
- T••••• W••••• M••••••••• L•• independent RIA currentsince Apr 9, 2026 · Lehi, Ut
- F•••••• independent RIAJan 3, 2024 to Apr 2, 2026 · Lehi, Ut
- C•••• C•••••• A••••••• L•• independent RIASep 12, 2022 to Dec 15, 2023 · Draper, Ut
- F•••••• to T••••• W••••• M••••••••• L••left Apr 2, 2026, registered Apr 9, 2026 (7 days) · RIA to a newly registered adviser
- C•••• C•••••• A••••••• L•• to F••••••left Dec 15, 2023, registered Jan 3, 2024 (19 days) · RIA to RIA
- B•••• K••••• A••••• left Farther for T••••• W••••• M••••••••• L•• (registered 2026-04-09)Apr 2, 2026 · Advisor changed firm · fact
- B•••• K••••• A••••• left C•••• C•••••• A••••••• L•• for Farther (registered 2024-01-03)Dec 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address