DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• C•••••• A••••••• L••
Latest filing Feb 5, 2026
First filing on the tape Apr 17, 2014 · 32 filings
SEC status approved since Apr 19, 2018
RAUM
$473M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
77%
$365M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$59.1M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$473M as of Feb 5, 2026
Jan 16, 2019$140M then
HNW client RAUM$303M as of Feb 5, 2026
Jan 16, 2019$115M then
State-registered IARs (5.B.3)7 as of Feb 5, 2026
Jan 16, 20197 then
Employees (5.A)8 as of Feb 5, 2026
Jan 16, 20199 then
Private funds: no history
RAUM +47% over the last fiscal year+19% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Feb 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $59.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $465,956derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +47%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $246M, 334 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$303M83%
- Individuals$62.1M17%
- Individual clients
- 252reported
- HNW clients
- 175reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,015reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $246M for 334 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.77 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• G•••• L••••• | Draper, Ut | May 2, 2014 | 16 y | 1 |
| H•••••• M•••• S••••• | Draper, Ut | May 2, 2014 | 23 y | 1 |
| J•••• M•••••• Z••••• | Draper, Ut | May 7, 2014 | 33 y | 1 |
| D••••• Z••••• | Draper, Ut | Jun 1, 2018 | 11 y | 0 |
| C•••••••• M•••••• A•••• | Draper, Ut | Jun 25, 2018 | 11 y | 0 |
| M•••••• B•••••• R••••Certified Financial Planner | Draper, Ut | Oct 4, 2019 | 29 y | 2 |
| K•••• E••• B••••••• | Draper, Ut | Aug 29, 2023 | 13 y | 0 |
| S•••••• C••••• S•••••• | Draper, Ut | Jun 2, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- B•••• K••••• A••••• to F••••••Dec 15, 2023 · RIA to RIA
- R•••• Z•••••• L••• to A••••• A•••••••Oct 10, 2022 · RIA to RIA
- T••••• C•••••••• S••••••• to T••••• W•••••• L•••••Apr 7, 2020 · RIA to RIA
Joined, latest
- M•••••• B•••••• R•••• from N••••••• P•••••• W•••••• L••Oct 4, 2019 · RIA to RIA
- T••••• C•••••••• S••••••• from N••••••• P•••••• W•••••• L••Oct 4, 2019 · RIA to RIA
- J•••• M•••••• Z••••• from A••••••••• F•••••••• S•••••••• L••May 7, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
- H•••••• M•••• S••••• from A••••••••• F•••••••• S•••••••• L••May 2, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
- A••• G•••• L••••• from A••••••••• F•••••••• S•••••••• L••May 2, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
- R•••• Z•••••• L••• from A••••••••• F•••••••• S•••••••• L••May 2, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from N••••••• P•••••• W•••••• L••Oct 3, 2019 · Draper, Ut
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Z•••••• J••••• M•••••• · Managing Member And Chief Compliance Officercontrolsince 05/2014 · owns 75% or more
- A••••• C••••••••• M•••••• · Managing Membersince 10/2022 · owns 10% to 25%
- L•••••• A•••• G•••• · Managing Membersince 10/2022 · owns 5% to 10%
- Z•••••• D••••• · Managing Membersince 10/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Draper, Ut · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 5, 2026RAUM (Item 5.F) moved from $321,005,590 to $472,945,488 (+47.0%) between the annual amendments of 2025-03-13 and 2026-02-05; the peer median change was +15.0% (4550 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 95% percentile
- client mix shiftChange between filings · filing Feb 5, 2026private-client share of RAUM moved from 97.0% to 77.0% between the annual amendments of 2025-03-13 and 2026-02-05peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Feb 5, 2026HNW share of RAUM moved from 80.0% to 64.0% between the annual amendments of 2025-03-13 and 2026-02-05peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 973 to 1,015Mar 13, 2025 to Feb 5, 2026
- Advisory employees · 7 to 6Mar 13, 2025 to Feb 5, 2026
- HNW clients · 168 to 175Mar 13, 2025 to Feb 5, 2026
- Individual clients · 227 to 252Mar 13, 2025 to Feb 5, 2026
- Assets in custody · $85.9M to $246MMar 13, 2025 to Feb 5, 2026
- Employees · 7 to 8Mar 13, 2025 to Feb 5, 2026
- Financial planning clients · 1-10 to 0Mar 13, 2025 to Feb 5, 2026
- Discretionary RAUM · $321M to $473MMar 13, 2025 to Feb 5, 2026
- HNW RAUM · $256M to $303MMar 13, 2025 to Feb 5, 2026
- Individual RAUM · $56.5M to $62.1MMar 13, 2025 to Feb 5, 2026
- RAUM · $321M to $473MMar 13, 2025 to Feb 5, 2026
- Accounts · 884 to 973Mar 18, 2024 to Mar 13, 2025
- Advisory employees · 6 to 7Mar 18, 2024 to Mar 13, 2025
- HNW clients · 186 to 168Mar 18, 2024 to Mar 13, 2025
- Individual clients · 184 to 227Mar 18, 2024 to Mar 13, 2025
- Assets in custody · $198M to $85.9MMar 18, 2024 to Mar 13, 2025
- Employees · 6 to 7Mar 18, 2024 to Mar 13, 2025
- Financial planning clients · 1-10 to 1-10Mar 18, 2024 to Mar 13, 2025
- State-registered IARs · 6 to 7Mar 18, 2024 to Mar 13, 2025
- Discretionary RAUM · $288M to $321MMar 18, 2024 to Mar 13, 2025
- HNW RAUM · $240M to $256MMar 18, 2024 to Mar 13, 2025
- Individual RAUM · $42.5M to $56.5MMar 18, 2024 to Mar 13, 2025
- RAUM · $288M to $321MMar 18, 2024 to Mar 13, 2025
- Accounts · 875 to 884Sep 8, 2023 to Mar 18, 2024
- Advisory employees · 7 to 6Sep 8, 2023 to Mar 18, 2024
- HNW clients · 163 to 186Sep 8, 2023 to Mar 18, 2024
- Individual clients · 213 to 184Sep 8, 2023 to Mar 18, 2024
- Assets in custody · $203M to $198MSep 8, 2023 to Mar 18, 2024
- Employees · 8 to 6Sep 8, 2023 to Mar 18, 2024
- State-registered IARs · 8 to 6Sep 8, 2023 to Mar 18, 2024
- Discretionary RAUM · $279M to $288MSep 8, 2023 to Mar 18, 2024
- HNW RAUM · $231M to $240MSep 8, 2023 to Mar 18, 2024
- Individual RAUM · $43.9M to $42.5MSep 8, 2023 to Mar 18, 2024
- RAUM · $279M to $288MSep 8, 2023 to Mar 18, 2024
- Accounts · 957 to 875Oct 18, 2022 to Mar 24, 2023
- Advisory employees · 8 to 7Oct 18, 2022 to Mar 24, 2023
- HNW clients · 160 to 163Oct 18, 2022 to Mar 24, 2023
- Individual clients · 259 to 213Oct 18, 2022 to Mar 24, 2023
- Assets in custody · $243M to $203MOct 18, 2022 to Mar 24, 2023
- Discretionary RAUM · $316M to $279MOct 18, 2022 to Mar 24, 2023
Signals
6 dated events
- C•••• C•••••• A••••••• L•• reported RAUM $472.9M, up 47% from $321.0M (2025-03-13 to 2026-02-05)Feb 5, 2026 · RAUM change · derived
- B•••• K••••• A••••• left C•••• C•••••• A••••••• L•• for Farther (registered 2024-01-03)Dec 15, 2023 · Advisor changed firm · fact
- Zebulun Roger Lowe (Managing Member) no longer on Schedule A of C•••• C•••••• A••••••• L•• (listed 2022-04-22, absent 2022-10-18)Oct 18, 2022 · Control person left · inference
- R•••• Z•••••• L••• left C•••• C•••••• A••••••• L•• for A••••• A••••••• (registered 2022-11-22)Oct 10, 2022 · Advisor changed firm · fact
- Zebulun Roger Lowe (Managing Member) appeared on Schedule A of C•••• C•••••• A••••••• L••Jan 28, 2021 · Control person joined · fact
- C•••• C•••••• A••••••• L•• filed its initial SEC registration (Form ADV)Apr 17, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@coigncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 801-676-4570reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/3755720reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-676-4570reportedpublic record, Form ADV, Feb 5, 2026
- Contact form
- coigncapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026