RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• J•••• D•••••
- C•••••• S••••• • C••• I••• national BD currentsince Feb 23, 2026 · Seattle, Wa
- C•••••••• W••••• P••••••• state registeredJan 29, 2024 to Feb 20, 2026 · Gig Harbor, Wa
- C••••••••• F•••••••• N•••••• national BDAug 4, 2023 to Jan 2, 2026 · Renton, Wa
- C•••••••• W••••• P••••••• to C•••••• S••••• • C••• I•••left Feb 20, 2026, registered Feb 23, 2026 (3 days) · Other
- C••••••••• F•••••••• N•••••• to C•••••••• W••••• P•••••••left Jan 2, 2026, registered Jan 29, 2024 (-704 days) · Affiliated broker-dealer or bank to a state-registered adviser
- J•••••• J•••• D••••• left C•••••••• W••••• P••••••• for C•••••• S••••• • C••• I••• (registered 2026-02-23)Feb 20, 2026 · Advisor changed firm · fact
- J•••••• J•••• D••••• left C••••••••• F•••••••• N•••••• for C•••••••• W••••• P••••••• (registered 2024-01-29)Jan 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address