RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• T••••••
- A••••• W••••• M••••••••• independent RIA currentsince Jun 4, 2026 · Bartlesville, Ok
- H••••••••• F•••••••• A••••••• BD affiliatedMay 5, 2026 to Jun 2, 2026 · Columbus, Oh
- A••••• W••••• M••••••••• independent RIANov 1, 2022 to May 22, 2026 · Bartlesville, Ok
- H••••••••• F•••••••• A••••••• to A••••• W••••• M•••••••••left Jun 2, 2026, registered Jun 4, 2026 (2 days) · Affiliated broker-dealer or bank to independent RIA
- A••••• W••••• M••••••••• to H••••••••• F•••••••• A•••••••left May 22, 2026, registered May 5, 2026 (-17 days) · RIA to affiliated broker-dealer or bank
- A•••• T•••••• left H••••••••• F•••••••• A••••••• for A••••• W••••• M••••••••• (registered 2026-06-04)Jun 2, 2026 · Advisor changed firm · fact
- A•••• T•••••• left A••••• W••••• M••••••••• for H••••••••• F•••••••• A••••••• (registered 2026-05-05)May 22, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address