RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• S•••• G••••••
- F•••••• F•••••••• independent RIA currentsince Mar 21, 2025 · Santa Barbara, Ca
- E• W••••• A••••••• independent RIAApr 18, 2024 to Apr 22, 2025 · San Luis Obispo, Ca
- W••••• W••••• P•••••••• L•• formerJan 31, 2023 to Apr 30, 2024 · San Luis Obispo, Ca
- E• W••••• A••••••• to F•••••• F••••••••left Apr 22, 2025, registered Mar 21, 2025 (-32 days) · RIA to RIA
- W••••• W••••• P•••••••• L•• to E• W••••• A•••••••left Apr 30, 2024, registered Apr 18, 2024 (-12 days) · RIA to RIA · moved with a team
- E•••• S•••• G•••••• left E• W••••• A••••••• for F•••••• F•••••••• (registered 2025-03-21)Apr 22, 2025 · Advisor changed firm · fact
- E•••• S•••• G•••••• left W••••• W••••• P•••••••• L•• for E• W••••• A••••••• (registered 2024-04-18)Apr 30, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address