RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• B•••
- G•••••••• F•••••••• G••••• L•• independent RIA currentsince Feb 13, 2025 · Oakbrook Terrace, Il
- E•••• A••••••• I••• independent RIAFeb 7, 2023 to Feb 6, 2025 · Oakbrook Terrace, Il
- H•••••• I••••••••• S•••••••• L•• independent RIAJan 9, 2023 to Feb 6, 2025 · Oakbrook Terrace, Il
- H•••••• I••••••••• S•••••••• L•• to E•••• A••••••• I•••left Feb 6, 2025, registered Feb 7, 2023 (-730 days) · RIA to RIA
- E•••• A••••••• I••• to G•••••••• F•••••••• G••••• L••left Feb 6, 2025, registered Feb 13, 2025 (7 days) · RIA to RIA
- G••• B••• left H•••••• I••••••••• S•••••••• L•• for E•••• A••••••• I••• (registered 2023-02-07)Feb 6, 2025 · Advisor changed firm · fact
- G••• B••• left E•••• A••••••• I••• for G•••••••• F•••••••• G••••• L•• (registered 2025-02-13)Feb 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address