DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

E•••• A••••••• I•••

Independent wealth managerColorado Springs, ColoradoCRD 306559SEC 801-117870websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Nov 26, 2019 · 19 filings
SEC status approved since Dec 23, 2019
RAUM
$615M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
99%
$610M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$61.5M
derived; firm RAUM over IAPD count
Employees
23
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$615M as of Mar 30, 2026
May 14, 2020$341M then
HNW client RAUM$2.7M as of Mar 30, 2026
Mar 30, 2023$5.7M then
State-registered IARs (5.B.3)9 as of Mar 30, 2026
May 14, 20203 then
Employees (5.A)23 as of Mar 30, 2026
May 14, 202010 then
Private funds: no history
RAUM +15% over the last fiscal year+17% a year over threeIARs 12 to 9offices 0 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$61.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
199derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$310,112derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.3derivedItem 5.A over advisors
Advisors per office
5.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
-25%derivedItem 5.B.3 between annual amendments
Client growth, one year
+11%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Wrap fee program
$99.6MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$607M99%
  • Charitable organizations$5.1M0.8%
  • High-net-worth individuals$2.7M0.4%
Individual clients
1,983reported
HNW clients
2reported
Pension plan clients
n/areported
Charitable clients
14reported
Accounts
1,983reported
Financial planning clients
11-25reported
Wrap fee programs
$99.6M sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
T•• L••Colorado Springs, CoAug 25, 202217 y0
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 10% of current headcount6 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • B••••••••• S••••• A•••• · Chief Compliance Officercontrol
    since 02/2024 · owns less than 5%
  • N•••••• T••••••• J••• · Presidentcontrol
    since 12/2019 · owns less than 5%
  • N•••••• T••••••• J••• · Managing Directorcontrol
    since 11/2019 · owns 75% or more of H•••••• F•••••••• P•••••••• L••
Entity owners
  • H•• E••••• G•••• L•• · Holding Company
    direct · owns 75% or more
  • H•••••• F•••••••• P•••••••• L•• · Owner
    indirect · owns 50% to 75% of H•••••• I••••••••• S•••••••• L••
  • H•••••• F•••••••• P•••••••• L•• · Member
    indirect · owns 50% to 75% of H•• E••••• G•••• L••
  • H•••••• I••••••••• S•••••••• L•• · Member
    indirect · owns 50% to 75% of H•• E••••• G•••• L••
Related persons
Schedule D 7.A
Advisers that list E•••• A••••••• I••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Colorado Springs, Co · principal720
Oakbrook Terrace, Il300
Lufkin, Tx000
Monument, Co001
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • low discretionary shareStatic outlier · filing Mar 30, 2026
    discretionary share of RAUM of 0% against a peer median of 99% (1482 comparable advisers, 0.0th percentile, 33.5 robust deviations)
    peers: independent wealth managers, $500M to $1B (1,482) · 0.0% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 2,543 to 1,983
    Aug 7, 2025 to Mar 30, 2026
  • Charity clients · 12 to 14
    Aug 7, 2025 to Mar 30, 2026
  • HNW clients · 6 to 2
    Aug 7, 2025 to Mar 30, 2026
  • Individual clients · 1,790 to 1,983
    Aug 7, 2025 to Mar 30, 2026
  • State-registered IARs · 12 to 9
    Aug 7, 2025 to Mar 30, 2026
  • HNW RAUM · $7.5M to $2.7M
    Aug 7, 2025 to Mar 30, 2026
  • Individual RAUM · $525M to $607M
    Aug 7, 2025 to Mar 30, 2026
  • Non-discretionary RAUM · $534M to $615M
    Aug 7, 2025 to Mar 30, 2026
  • RAUM · $534M to $615M
    Aug 7, 2025 to Mar 30, 2026
  • Wrap assets (sponsor) · $58.6M to $99.6M
    Aug 7, 2025 to Mar 30, 2026
  • Other offices · 0 to 1
    Jul 1, 2025 to Aug 7, 2025
  • Financial planning clients · 11-25 to 11-25
    Mar 28, 2025 to Jul 1, 2025
  • Advisory employees · 11 to 12
    Mar 14, 2024 to Mar 28, 2025
  • Accounts · 2,100 to 2,543
    Mar 14, 2024 to Mar 28, 2025
  • Charity clients · 19 to 12
    Mar 14, 2024 to Mar 28, 2025
  • HNW clients · 5 to 6
    Mar 14, 2024 to Mar 28, 2025
  • Individual clients · 1,754 to 1,790
    Mar 14, 2024 to Mar 28, 2025
  • Employees · 18 to 23
    Mar 14, 2024 to Mar 28, 2025
  • Insurance-licensed employees · 4 to 7
    Mar 14, 2024 to Mar 28, 2025
  • State-registered IARs · 9 to 12
    Mar 14, 2024 to Mar 28, 2025
  • HNW RAUM · $5.1M to $7.5M
    Mar 14, 2024 to Mar 28, 2025
  • Individual RAUM · $443M to $525M
    Mar 14, 2024 to Mar 28, 2025
  • Non-discretionary RAUM · $451M to $534M
    Mar 14, 2024 to Mar 28, 2025
  • RAUM · $451M to $534M
    Mar 14, 2024 to Mar 28, 2025
  • Wrap assets (sponsor) · $45.5M to $58.6M
    Mar 14, 2024 to Mar 28, 2025
  • Accounts · 2,036 to 2,100
    Aug 18, 2023 to Mar 14, 2024
  • Charity clients · 15 to 19
    Aug 18, 2023 to Mar 14, 2024
  • Individual clients · 1,595 to 1,754
    Aug 18, 2023 to Mar 14, 2024
  • Employees · 15 to 18
    Aug 18, 2023 to Mar 14, 2024
  • Insurance-licensed employees · 9 to 4
    Aug 18, 2023 to Mar 14, 2024
  • State-registered IARs · 15 to 9
    Aug 18, 2023 to Mar 14, 2024
  • Other offices · 1 to 0
    Aug 18, 2023 to Mar 14, 2024
  • HNW RAUM · $5.7M to $5.1M
    Aug 18, 2023 to Mar 14, 2024
  • Individual RAUM · $375M to $443M
    Aug 18, 2023 to Mar 14, 2024
  • Non-discretionary RAUM · $383M to $451M
    Aug 18, 2023 to Mar 14, 2024
  • RAUM · $383M to $451M
    Aug 18, 2023 to Mar 14, 2024
  • Wrap assets (sponsor) · $55.7M to $45.5M
    Aug 18, 2023 to Mar 14, 2024
  • Accounts · 1,979 to 2,036
    Apr 19, 2022 to Mar 30, 2023
  • Advisory employees · 7 to 11
    Apr 19, 2022 to Mar 30, 2023
  • Advisory activities · 2 to 4
    Apr 19, 2022 to Mar 30, 2023
Signals
12 dated events
  • J•••• B••••• H••••• left E•••• A••••••• I••• for K••••• C••••••• L•• (registered 2026-01-02)
    Dec 18, 2025 · Advisor changed firm · fact
  • E••• W•••• S•••••••• left E•••• A••••••• I••• for K••••• C••••••• L•• (registered 2025-06-17)
    Jun 18, 2025 · Advisor changed firm · fact
  • G••• B••• left E•••• A••••••• I••• for G•••••••• F•••••••• G••••• L•• (registered 2025-02-13)
    Feb 6, 2025 · Advisor changed firm · fact
  • 2 advisors left 1• F•••••••• (Lufkin, TX) for E•••• A••••••• I••• on the same day
    Dec 31, 2024 · Team lift-out · derived
  • J••••• D•••• V••••• left E•••• A••••••• I••• for 1• F•••••••• (registered 2025-01-28)
    Apr 18, 2024 · Advisor changed firm · fact
  • T••••• J• K•••• left E•••• A••••••• I••• for 1• F•••••••• (registered 2025-01-28)
    Apr 18, 2024 · Advisor changed firm · fact
  • C•••••• V••••••••• left E•••• A••••••• I••• for 1• F•••••••• (registered 2025-01-28)
    Apr 18, 2024 · Advisor changed firm · fact
  • 2 advisors left E•••• A••••••• I••• (Lufkin, TX) for 1• F•••••••• on the same day
    Apr 18, 2024 · Team lift-out · derived
  • A•••• Scott Bradtmiller (Chief Compliance Officer) appeared on Schedule A of E•••• A••••••• I•••
    Mar 14, 2024 · Control person joined · fact
  • John Timothy Newell (President) appeared on Schedule A of E•••• A••••••• I•••
    Dec 26, 2019 · Control person joined · fact
  • N•••• E•••• A••••••• I••• filed its initial SEC registration (Form ADV)
    Nov 26, 2019 · First SEC registration · fact
  • N•••• E•••• A••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Nov 26, 2019 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
advisory@envoyfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
clientrelations@envoyfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
719-268-2711reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
719-268-2716reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
888-879-1376reportedpublished by the firm, firm site, Sep 15, 2026
Website
E••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
888-879-1376reportedpublic record, Form ADV, Mar 30, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$61.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026