RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 28, 2025 · Memphis, Tn
- S••••••••• W••••• mixed wealthFeb 6, 2025 to Feb 19, 2025 · Memphis, Tn
- W•••• F•••• A••••••• wirehouseMay 22, 2023 to Jan 3, 2025 · Memphis, Tn
- S••••••••• W••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 19, 2025, registered Apr 28, 2025 (68 days) · Other
- W•••• F•••• A••••••• to S••••••••• W•••••left Jan 3, 2025, registered Feb 6, 2025 (34 days) · Other
- B•••• P••••••• left S••••••••• W••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-04-28)Feb 19, 2025 · Advisor changed firm · fact
- B•••• P••••••• left W•••• F•••• A••••••• for S••••••••• W••••• (registered 2025-02-06)Jan 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address