RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Apr 2, 2026 · Sacramento, Ca
- A••••••• F••••••••• L••• BD affiliatedAug 13, 2024 to Mar 26, 2026 · Sacramento, Ca
- L•• F•••••••• L•• BD affiliatedJul 10, 2023 to Aug 13, 2024 · Sacramento, Ca
- A••••••• F••••••••• L••• to F•••• P••••••• W•••••• L••left Mar 26, 2026, registered Apr 2, 2026 (7 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to A••••••• F••••••••• L•••left Aug 13, 2024, registered Aug 13, 2024 (0 days) · Affiliated broker-dealer or bank to another
- J•••• A••••••••• left A••••••• F••••••••• L••• for F•••• P••••••• W•••••• L•• (registered 2026-04-02)Mar 26, 2026 · Advisor changed firm · fact
- J•••• A••••••••• left L•• F•••••••• L•• for A••••••• F••••••••• L••• (registered 2024-08-13)Aug 13, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address