RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Oct 20, 2025 · Overland Park, Ks
- T••••• W••••• I••••••••• S•••••••• I••• institutionalSep 16, 2024 to Oct 31, 2025 · Chicago, Il
- F••••• S••••• P••••••••• P•••••••• I••• formerFeb 1, 2023 to May 26, 2023 · Covington, Ky
- T••••• W••••• I••••••••• S•••••••• I••• to O•••••••••left Oct 31, 2025, registered Oct 20, 2025 (-11 days) · Other
- F••••• S••••• P••••••••• P•••••••• I••• to T••••• W••••• I••••••••• S•••••••• I•••left May 26, 2023, registered Sep 16, 2024 (479 days) · Other
- M•••••• A•• S•••• left T••••• W••••• I••••••••• S•••••••• I••• for Onedigital (registered 2025-10-20)Oct 31, 2025 · Advisor changed firm · fact
- M•••••• A•• S•••• left F••••• S••••• P••••••••• P•••••••• I••• for T••••• W••••• I••••••••• S•••••••• I••• (registered 2024-09-16)May 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address