DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Towers Watson Investment Services, Inc.
Latest filing Jul 30, 2026
First filing on the tape Mar 30, 2012 · 80 filings
SEC status approved since Mar 22, 1994
RAUM
$63B
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$13B
derived; firm RAUM over IAPD count
Employees
239
233 advisory (5.B.1)
Offices
14
beyond the principal office
Private funds
11
reported on Schedule D
History
80 filings and snapshots on the tape
RAUM$63B as of Jul 30, 2026
Sep 28, 2012$11B then
HNW client RAUM$0 as of Jul 30, 2026
Apr 2, 2018$0 then
State-registered IARs (5.B.3)8 as of Jul 30, 2026
Sep 27, 20130 then
Employees (5.A)239 as of Jul 30, 2026
Sep 27, 2013117 then
Private funds11 as of Jul 30, 2026
Apr 2, 20184 then
RAUM n/a over the last fiscal year-0.3% a year over three
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $13BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $454MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 47.8derivedItem 5.A over advisors
- Advisors per office
- 0.3derived15 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Custody
- $62B, 105 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$62B99%
- Pooled investment vehicles$872M1.4%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 106reported
- Charitable clients
- 0reported
- Accounts
- 138reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $62B for 105 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.01 institutional_share=0.99 related_bd=true related_bank=true bd_reps=18.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Samarth Deepak Zaveri | Chicago, Il | May 12, 2022 | 18 y | 0 |
| Vita Nancy Amadeo | Short Hills, Nj | Oct 4, 2024 | 35 y | 2 |
| Jay W Hays | Cincinnati, Oh | Oct 15, 2024 | 14 y | 2 |
| Aaron K Kozick | Newtown Square, Pa | Oct 24, 2024 | 20 y | 2 |
| Richard Sidney Schainker | Chicago, Il | Oct 31, 2024 | 33 y | 5 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 40% of current headcount3 left over 36 months
Left, latest
- Scott A Schechinger to Relation Wealth Management, Inc.Jun 11, 2026 · Other
- Mallory Ann Singh to OnedigitalOct 31, 2025 · Other
- Kipp Reck to Empower Advisory Group, LLCOct 8, 2024 · Other
- Nathaniel Louis Ecoff to Waldron Private WealthJan 24, 2020 · Other
- Michael John Dudkowski to Hightree Advisors, LLCJan 24, 2020 · Other
- Christopher Sean Anast to Capital Client Group, Inc.Jul 27, 2017 · Other
- Manuel Alfonso Carvallo to Money Concepts Advisory ServiceJan 31, 2012 · Other
- Martha Ann Spano to UBS Financial Services Inc.Jun 30, 2009 · Other
Joined, latest
- Scott A Schechinger from Willis Towers Watson Securities, LLCNov 14, 2024 · Other
- Richard Sidney Schainker from Kestra Advisory Services, LLCOct 31, 2024 · Other
- Aaron K Kozick from Kestra Advisory Services, LLCOct 24, 2024 · Other
- Jay W Hays from Kestra Advisory Services, LLCOct 15, 2024 · Other
- Vita Nancy Amadeo from Kestra Advisory Services, LLCOct 4, 2024 · Other
- Mallory Ann Singh from Fourth Street Performance Partners, Inc.Sep 16, 2024 · Other
- Kipp Reck from Newport Group Securities, Inc.Mar 29, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Kestra Advisory Services, LLCSep 18, 2023 · Austin, Tx
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Willis Towers Watson Group Trust - Diversified Equity Fund | Other Private Fund | $3.9B | 39 | Apr 2, 2018 |
| Willis Towers Watson Group Trust - Diversified Credit Fund | Other Private Fund | $3.2B | 63 | Apr 2, 2018 |
| Willis Towers Watson Group Trust - Real Assets Fund | Other Private Fund | $3.2B | 53 | Mar 28, 2019 |
| Willis Towers Watson Group Trust - Global Equity Focus Fund | Other Private Fund | $2.6B | 4 | Apr 2, 2018 |
| Willis Towers Watson Group Trust - Long Credit Fund | Other Private Fund | $1.5B | 31 | Apr 2, 2018 |
| Wtw Liquid Diversifiers Fund, Ltd | Hedge Fund | $558M | 16 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C Adina Davis · Secretarycontrolsince 04/2020 · owns less than 5%
- Dragan Lazich · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- Malarkar Diya Luke · Directorcontrolsince 07/2023 · owns less than 5%
- Klotilda Malko · Chief Financial Officer And Treasurercontrolsince 08/2020 · owns less than 5%
- James Paul Martin · Director, Chief Operating Officercontrolsince 07/2024 · owns less than 5%
- Dale Jonathan Pliner · Directorcontrolsince 09/2022 · owns less than 5%
- Nimisha Srivastava · Director, Presidentcontrolsince 02/2022 · owns less than 5%
- Christopher Andrew Remijas · Money Laundering Responsible Officersince 08/2020 · owns less than 5%
Entity owners
- Willis Towers Watson US LLC · Parent Companydirect · owns 75% or more
- Ta 1 Limited · Parent Companyindirect · owns 75% or more of Willis Towers Watson Uk Holdings Limited
- Towers Watson Delaware Holdings LLC · Parent Companyindirect · owns 75% or more of Willis Towers Watson US LLC
- Trinity Acquisition Plc · Parent Companyindirect · owns 75% or more of Willis Group Limited
- Willis Group Limited · Parent Companyindirect · owns 75% or more of Willis North America , Inc
- Willis Investment U.K. Holdings Limited · Parent Companyindirect · owns 75% or more of Ta 1 Limited
- Willis Netherlands Holdings B.V. (Netherlands) · Parent Companyindirect · owns 75% or more of Willis Investment U.K. Holdings Limited
- Willis North America , Inc · Parent Companyindirect · owns 75% or more of Willis US Holding Company, LLC
- Willis Towers Watson Public Limited Company · Parent Companyindirect · owns 75% or more of Willis Towers Watson Sub Holdings Unlimited Company (Ireland) · public reporting company
- Willis Towers Watson Sub Holdings Unlimited Company (Ireland) · Parent Companyindirect · owns 75% or more of Willis Netherlands Holdings B.V. (Netherlands)
- Willis Towers Watson Uk Holdings Limited · Parent Companyindirect · owns 75% or more of Trinity Acquisition Plc
- Willis US Holding Company, LLC · Parent Companyindirect · owns 75% or more of Towers Watson Delaware Holdings LLC
Related persons
Schedule D 7.A
- Towers Watson Investment Managementinvestment adviserbankpooled vehicle sponsornRAUM $24B
- Towers Watson Limitedinvestment adviserbankn
- Westport Financial Services, L.L.C.broker-dealern
- Willis North Americareal estaten
- Willis Towers Watson Securities, LLCbroker-dealerinvestment advisern
- Wtw Investment Management Canada Limitedinvestment advisertrust companypooled vehicle sponsorLP sponsorn
Advisers that list Towers Watson Investment Services, Inc. as a related person
- 168493 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 5 | 0 | 1 | ||
| Atlanta, Ga | 0 | 0 | 0 | ||
| Tampa, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY33 employees
- Atlanta, GA17 employees
- Philadelphia, PA14 employees
- Stamford, CT10 employees
- New York, NY10 employees
- Seattle, WA8 employees
- Pittsburgh, PA7 employees
- Charlotte, NC3 employees
- Tampa, FL3 employees
- Boston, MA2 employees
- Miami, FL1 employees
- Fort Lee, NJ1 employees
- Cincinnati, OH1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 129 to 138Dec 16, 2025 to Mar 31, 2026
- Advisory employees · 236 to 233Dec 16, 2025 to Mar 31, 2026
- Pension plan clients · 96 to 106Dec 16, 2025 to Mar 31, 2026
- Assets in custody · $52B to $62BDec 16, 2025 to Mar 31, 2026
- Employees · 242 to 239Dec 16, 2025 to Mar 31, 2026
- State-registered IARs · 9 to 8Dec 16, 2025 to Mar 31, 2026
- Private funds · 9 to 11Dec 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $48B to $54BDec 16, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $4.5B to $8.2BDec 16, 2025 to Mar 31, 2026
- Pension RAUM · $52B to $62BDec 16, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $24.9M to $872MDec 16, 2025 to Mar 31, 2026
- RAUM · $52B to $63BDec 16, 2025 to Mar 31, 2026
- Financial planning clients · unset to May 1, 2025 to Jun 30, 2025
- Private funds · 7 to 9May 1, 2025 to Jun 30, 2025
- Accounts · 123 to 129Sep 19, 2024 to May 1, 2025
- Advisory employees · 201 to 236Sep 19, 2024 to May 1, 2025
- BD registered reps · 15 to 18Sep 19, 2024 to May 1, 2025
- Pension plan clients · 89 to 96Sep 19, 2024 to May 1, 2025
- Pooled vehicle clients · 0 to 1Sep 19, 2024 to May 1, 2025
- Assets in custody · $47B to $52BSep 19, 2024 to May 1, 2025
- Employees · 208 to 242Sep 19, 2024 to May 1, 2025
- State-registered IARs · 28 to 9Sep 19, 2024 to May 1, 2025
- Private funds · 6 to 7Sep 19, 2024 to May 1, 2025
- Discretionary RAUM · $47B to $48BSep 19, 2024 to May 1, 2025
- Non-discretionary RAUM · $4.9B to $4.5BSep 19, 2024 to May 1, 2025
- Pension RAUM · $51B to $52BSep 19, 2024 to May 1, 2025
- Pooled vehicle RAUM · $0 to $24.9MSep 19, 2024 to May 1, 2025
- RAUM · $51B to $52BSep 19, 2024 to May 1, 2025
- Other offices · 13 to 14Jul 3, 2024 to Sep 19, 2024
- Other offices · 12 to 13Jun 25, 2024 to Jul 3, 2024
- Accounts · 87 to 123Jul 18, 2023 to Mar 29, 2024
- Advisory employees · 192 to 201Jul 18, 2023 to Mar 29, 2024
- BD registered reps · 11 to 15Jul 18, 2023 to Mar 29, 2024
- Pension plan clients · 86 to 89Jul 18, 2023 to Mar 29, 2024
- Assets in custody · $42B to $47BJul 18, 2023 to Mar 29, 2024
- Employees · 198 to 208Jul 18, 2023 to Mar 29, 2024
- HQ city · ARLINGTON to CHICAGOJul 18, 2023 to Mar 29, 2024
- HQ state · VA to ILJul 18, 2023 to Mar 29, 2024
- Other offices · 8 to 12Jul 18, 2023 to Mar 29, 2024
- Private funds · 5 to 6Jul 18, 2023 to Mar 29, 2024
Signals
22 dated events
- Scott A Schechinger left Towers Watson Investment Services, Inc. for Relation Wealth Management, Inc. (registered 2026-04-24)Jun 11, 2026 · Advisor changed firm · fact
- Mallory Ann Singh left Towers Watson Investment Services, Inc. for Onedigital (registered 2025-10-20)Oct 31, 2025 · Advisor changed firm · fact
- Towers Watson Investment Services, Inc. reported 9 state-registered advisory representatives, down from 28 (2024-09-19 to 2025-05-01)May 1, 2025 · Advisor headcount change · derived
- Kipp Reck left Towers Watson Investment Services, Inc. for Empower Advisory Group, Llc (registered 2026-06-22)Oct 8, 2024 · Advisor changed firm · fact
- James Paul Martin (Director, Chief Operating Officer) appeared on Schedule A of Towers Watson Investment Services, Inc.Jul 3, 2024 · Control person joined · fact
- Douglas Kemp Ross (Director) no longer on Schedule A of Towers Watson Investment Services, Inc. (listed 2024-06-25, absent 2024-07-03)Jul 3, 2024 · Control person left · inference
- 2 advisors left Kestra Advisory Services, LLC (Austin, TX) for Towers Watson Investment Services, Inc. on the same daySep 18, 2023 · Team lift-out · derived
- Diya Luke (Director) appeared on Schedule A of Towers Watson Investment Services, Inc.Jul 18, 2023 · Control person joined · fact
- Lawson Christopher Ford (Director) no longer on Schedule A of Towers Watson Investment Services, Inc. (listed 2023-05-12, absent 2023-07-18)Jul 18, 2023 · Control person left · inference
- Dragan Lazich (Chief Compliance Officer) appeared on Schedule A of Towers Watson Investment Services, Inc.Jan 20, 2023 · Control person joined · fact
- James Mark Gilbert (Chief Compliance Officer) no longer on Schedule A of Towers Watson Investment Services, Inc. (listed 2022-09-19, absent 2022-12-08)Dec 8, 2022 · Control person left · inference
- Christopher Paul Berriman (Director) no longer on Schedule A of Towers Watson Investment Services, Inc. (listed 2022-08-01, absent 2022-09-19)Sep 19, 2022 · Control person left · inference
- Dale Jonathan Pliner (Director) appeared on Schedule A of Towers Watson Investment Services, Inc.Sep 19, 2022 · Control person joined · fact
- Rekha Misra (Director) no longer on Schedule A of Towers Watson Investment Services, Inc. (listed 2022-04-14, absent 2022-08-01)Aug 1, 2022 · Control person left · inference
- Nimisha Srivastava (Director, President) appeared on Schedule A of Towers Watson Investment Services, Inc.Feb 1, 2022 · Control person joined · fact
- Kloi Malko (Chief Financial Officer And Treasurer) appeared on Schedule A of Towers Watson Investment Services, Inc.Aug 19, 2020 · Control person joined · fact
- Towers Watson Investment Services, Inc. reported RAUM $44.9B, up 28% from $35.2B (2020-01-07 to 2020-03-20)Mar 20, 2020 · RAUM change · derived
- Towers Watson Investment Services, Inc. reported 40 state-registered advisory representatives, down from 51 (2020-01-07 to 2020-03-20)Mar 20, 2020 · Advisor headcount change · derived
- Mark Steven Carlson (Director, Cfo, Treasurer, President) no longer on Schedule A of Towers Watson Investment Services, Inc. (listed 2019-12-05, absent 2019-12-16)Dec 16, 2019 · Control person left · inference
- Christopher Paul Berriman (Director, Chairman) appeared on Schedule A of Towers Watson Investment Services, Inc.Dec 16, 2019 · Control person joined · fact
- Rekha Misra (Managing Director - Operations Management) appeared on Schedule A of Towers Watson Investment Services, Inc.Dec 5, 2019 · Control person joined · fact
- Towers Watson Investment Services, Inc. reported 51 state-registered advisory representatives, up from 23 (2019-01-30 to 2019-03-28)Mar 28, 2019 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wtwcorporatereportedpublic record, Form ADV, Sep 17, 2026
- Website
- thinkingaheadinstitute.orgreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-288-7700reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $13Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026