RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• R••••• E•••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince Sep 4, 2026 · Southlake , Tx
- G••• L••• A•••••••• L•• independent RIA currentsince Sep 13, 2021 · Celebration, Fl
- L•••• F••• A••••••• S••••••• BD affiliatedJul 9, 2014 to Oct 7, 2021 · Arlington, Tx
- V•• A••••••• S••••••• formerSep 22, 2009 to Jun 27, 2014 · Arlington, Tx
- H• B•••• I••• formerFeb 1, 2002 to Sep 28, 2009 · Arlington, Tx
- L•••• F••• A••••••• S••••••• to G••• L••• A•••••••• L••left Oct 7, 2021, registered Sep 13, 2021 (-24 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- V•• A••••••• S••••••• to L•••• F••• A••••••• S•••••••left Jun 27, 2014, registered Jul 9, 2014 (12 days) · Other
- H• B•••• I••• to V•• A••••••• S•••••••left Sep 28, 2009, registered Sep 22, 2009 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address