DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••••• W•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Jul 18, 2025
In the industry
18 y
since Jul 1, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T•• A•••••••• G•••• BD affiliated currentsince Jul 18, 2025 · Fullerton, Ca
- O•••• W•••••• I••• BD affiliatedSep 1, 2023 to Jul 9, 2025 · Fullerton, Ca
- S•••••••• F••••••••• I••• formerMay 5, 2023 to Sep 1, 2023 · Fullerton, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to T•• A•••••••• G••••left Jul 9, 2025, registered Jul 18, 2025 (9 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
Signals
- J••••••• W••••••• left O•••• W•••••• I••• for T•• A•••••••• G•••• (registered 2025-07-18)Jul 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address