DFX Intelligence
RIA Intelligence
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Registered advisor
J••• S•••••• R•••••
Feed of 09/14/2026
Also filed as J••• R•••••
At current firm
0 y
since Feb 6, 2026
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Feb 6, 2026 · Malvern, Pa
- E•••••••• A•••••••• L•• national BDJul 6, 2023 to Nov 17, 2025 · Bala Cynwyd, Pa
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to V••••••• A•••••••• I•••left Nov 17, 2025, registered Feb 6, 2026 (81 days) · Affiliated broker-dealer or bank to another
Signals
- J••• S•••••• R••••• left E•••••••• A•••••••• L•• for V••••••• A•••••••• I••• (registered 2026-02-06)Nov 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address