DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Antonio Joseph Bugli
Merrill Lynch, Pierce, Fenner & Smith IncorporatedwirehouseAuburn Hills, Midual registrantIAPD 7737325
Feed of 09/17/2026
Also filed as Antonio Joseph Bugli
At current firm
0 y
since Sep 16, 2026
In the industry
11 y
since Sep 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Sep 16, 2026 · Auburn Hills, Mi
- LPL Financial LLC BD affiliatedSep 5, 2024 to Aug 31, 2026 · Sterling Hgts, Mi
- Osaic Wealth, Inc. BD affiliatedJan 19, 2024 to Aug 16, 2024 · Sterling Heights, Mi
- Woodbury Financial Services, Inc. formerOct 6, 2023 to Jan 19, 2024 · Sterling Heights, Mi
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 31, 2026, registered Sep 16, 2026 (16 days) · Affiliated broker-dealer or bank to wirehouse
- Osaic Wealth, Inc. to LPL Financial LLCleft Aug 16, 2024, registered Sep 5, 2024 (20 days) · corporate re-registration, not a move
- Woodbury Financial Services, Inc. to Osaic Wealth, Inc.left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
Signals
- Antonio Joseph Bugli registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 16, 2026 · Advisor registered · fact
- Antonio Joseph Bugli left LPL Financial LLC for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-09-16)Aug 31, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address