RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jan 22, 2026 · Grand Rapids, Mi
- L•• F•••••••• L•• BD affiliatedMar 12, 2025 to Jan 26, 2026 · Holland, Mi
- O•••• I••••••••• I••• BD affiliatedJul 10, 2024 to Mar 11, 2025 · Holland, Mi
- L•• F•••••••• L•• to M••••• S••••••left Jan 26, 2026, registered Jan 22, 2026 (-4 days) · Affiliated broker-dealer or bank to wirehouse
- O•••• I••••••••• I••• to L•• F•••••••• L••left Mar 11, 2025, registered Mar 12, 2025 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••• E•••••• left L•• F•••••••• L•• for M••••• S•••••• (registered 2026-01-22)Jan 26, 2026 · Advisor changed firm · fact
- A••••• E•••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2025-03-12)Mar 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address