RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• K•••• O•••••••
- A•••••••• A••••••• G•••• I••• independent RIA currentsince Dec 10, 2025 · Needham, Ma
- L•• E••••••••• L•• BD affiliatedNov 19, 2024 to Dec 11, 2025 · Southborough, Ma
- P•••• S••••••••• L•• no RAUMMay 22, 2024 to Nov 20, 2024 · Marlborough, Ma
- L•• E••••••••• L•• to A•••••••• A••••••• G•••• I•••left Dec 11, 2025, registered Dec 10, 2025 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 20, 2024, registered Nov 19, 2024 (-1 days) · corporate re-registration, not a move
- W•••••• K•••• O••••••• left L•• E••••••••• L•• for A•••••••• A••••••• G•••• I••• (registered 2025-12-10)Dec 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address