RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• Z•••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 2, 2026 · Lindon, Ut
- M••••• S•••••• wirehouseDec 22, 2024 to May 7, 2026 · Sandy, Ut
- U•• F•••••••• S••••••• I••• wirehouseOct 13, 2023 to Jun 13, 2024 · Salt Lake City, Ut
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 7, 2026, registered Jun 2, 2026 (26 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 13, 2024, registered Dec 22, 2024 (192 days) · Wirehouse to wirehouse
- J•••••• Z••••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-06-02)May 7, 2026 · Advisor changed firm · fact
- J•••••• Z••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2024-12-22)Jun 13, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address