S••••••• B•••••••••

M••••• S••••••wirehouseAventura, Fldual registrantIAPD 7758935

Feed of 09/14/2026

At current firm

1 y

since Dec 13, 2024

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Dec 13, 2024 · Aventura, Fl
M•• I•••••••• S•••••••• L•• BD affiliated
Jul 18, 2024 to Nov 13, 2024 · Coral Gables, Fl
F•••••• F•••••••• A•••••••• L•• BD affiliated
Jun 8, 2023 to Dec 4, 2023 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to M••••• S••••••
left Nov 13, 2024, registered Dec 13, 2024 (30 days) · Affiliated broker-dealer or bank to wirehouse
F•••••• F•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
left Dec 4, 2023, registered Jul 18, 2024 (227 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Nov 13, 2024 · Advisor changed firm · fact
••• Locked
Dec 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address