DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• I••••• W••••

S••••• W••••• P•••••••no RAUMNew City, NyIA-onlyIAPD 7772540

Feed of 09/18/2026

Also filed as J••••• W••••

At current firm

0 y

since Sep 17, 2026

In the industry

13 y

since Mar 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• P••••••• no RAUM current
since Sep 17, 2026 · New City, Ny
C••••••••• F•••••••• N•••••• national BD current
since Jun 26, 2023 · Brooklyn, Ny
C••••••••• F•••••••• N•••••• national BD
Jun 26, 2023 to Sep 16, 2026 · Brooklyn, Ny

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to S••••• W••••• P•••••••
left Sep 16, 2026, registered Sep 17, 2026 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team

Signals

J••••• I••••• W•••• registered as an investment adviser representative at S••••• W••••• P•••••••
Sep 17, 2026 · Advisor registered · fact
J••••• I••••• W•••• no longer holds an investment adviser registration (last listed at C••••••••• F•••••••• N•••••• on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
J••••• I••••• W•••• left C••••••••• F•••••••• N•••••• for S••••• W••••• P••••••• (registered 2026-09-17)
Sep 16, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address