DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• F••••

R•••••• J•••• • A••••••••• I•••national BDAnnapolis, Mddual registrantIAPD 7790205

Feed of 09/14/2026

Also filed as G•••••• Alexander F••••

At current firm

0 y

since Jul 29, 2026

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Jul 29, 2026 · Annapolis, Md
E••••• J•••• national BD
Jan 20, 2026 to Mar 16, 2026 · St. Louis, Mo
O•••• W•••••• I••• BD affiliated
Jan 24, 2025 to Sep 15, 2025 · Ellicott City, Md
O•••• F•• I••• former
Jan 3, 2025 to Jan 24, 2025 · Annapolis, Md

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to R•••••• J•••• • A••••••••• I•••
left Mar 16, 2026, registered Jul 29, 2026 (135 days) · Affiliated broker-dealer or bank to another
O•••• W•••••• I••• to E••••• J••••
left Sep 15, 2025, registered Jan 20, 2026 (127 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to O•••• W•••••• I•••
left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move

Signals

G•••••• F•••• left E••••• J•••• for R•••••• J•••• • A••••••••• I••• (registered 2026-07-29)
Mar 16, 2026 · Advisor changed firm · fact
G•••••• F•••• left O•••• W•••••• I••• for E••••• J•••• (registered 2026-01-20)
Sep 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address