DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael G Jackie

UBS Financial Services Inc.wirehouseLouisville, Kydual registrantIAPD 7797998

Feed of 09/14/2026

Also filed as Michael G. Jackie

At current firm

1 y

since Aug 4, 2025

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

UBS Financial Services Inc. wirehouse current
since Aug 4, 2025 · Louisville, Ky
J.P. Morgan Securities LLC wirehouse
Sep 10, 2024 to Jul 8, 2025 · Louisville, Ky
Thoroughbred Financial Services, LLC independent RIA
Oct 4, 2023 to May 14, 2024 · Brentwood, Tn
Florida Financial Advisors, LLC BD affiliated
Aug 18, 2023 to Aug 25, 2023 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to UBS Financial Services Inc.
left Jul 8, 2025, registered Aug 4, 2025 (27 days) · Wirehouse to wirehouse
Thoroughbred Financial Services, LLC to J.P. Morgan Securities LLC
left May 14, 2024, registered Sep 10, 2024 (119 days) · RIA to wirehouse
Florida Financial Advisors, LLC to Thoroughbred Financial Services, LLC
left Aug 25, 2023, registered Oct 4, 2023 (40 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Michael G Jackie left J.P. Morgan Securities Llc for Ubs Financial Services Inc. (registered 2025-08-04)
Jul 8, 2025 · Advisor changed firm · fact
Michael G Jackie left Thoroughbred Financial Services, Llc for J.P. Morgan Securities Llc (registered 2024-09-10)
May 14, 2024 · Advisor changed firm · fact
Michael G Jackie left Florida Financial Advisors, Llc for Thoroughbred Financial Services, Llc (registered 2023-10-04)
Aug 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address