RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• W•••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jun 24, 2026 · Tacoma, Wa
- P•••• L••• W••••• M••••••••• L•• state registeredSep 15, 2025 to Jun 1, 2026 · Tacoma, Wa
- E•••••••• A•••••••• L•• national BDApr 23, 2024 to Sep 17, 2025 · Tacoma, Wa
- P•••• L••• W••••• M••••••••• L•• to E•••••• A••••••• G••••• L••left Jun 1, 2026, registered Jun 24, 2026 (23 days) · Other
- E•••••••• A•••••••• L•• to P•••• L••• W••••• M••••••••• L••left Sep 17, 2025, registered Sep 15, 2025 (-2 days) · Affiliated broker-dealer or bank to a state-registered adviser
- H•••• W••• left P•••• L••• W••••• M••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-06-24)Jun 1, 2026 · Advisor changed firm · fact
- H•••• W••• left E•••••••• A•••••••• L•• for P•••• L••• W••••• M••••••••• L•• (registered 2025-09-15)Sep 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address