RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• M•••• S••••••
- M••••• S•••••• wirehouse currentsince Aug 24, 2026 · New York, Ny
- Z•• F••••••••• I••• independent RIADec 2, 2025 to Jul 22, 2026 · New York, Ny
- E•••••••• A•••••••• L•• national BDNov 3, 2023 to Feb 29, 2024 · New York, Ny
- Z•• F••••••••• I••• to M••••• S••••••left Jul 22, 2026, registered Aug 24, 2026 (33 days) · RIA to wirehouse
- E•••••••• A•••••••• L•• to Z•• F••••••••• I•••left Feb 29, 2024, registered Dec 2, 2025 (642 days) · Other
- C••••• M•••• S•••••• left Z•• F••••••••• I••• for M••••• S•••••• (registered 2026-08-24)Jul 22, 2026 · Advisor changed firm · fact
- C••••• M•••• S•••••• left E•••••••• A•••••••• L•• for Z•• F••••••••• I••• (registered 2025-12-02)Feb 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address