RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• R••• F•••
- B••••••••• independent RIA currentsince Jun 4, 2026 · San Francisco, Ca
- C•••••• F•••••••• L•• independent RIAApr 4, 2025 to Apr 23, 2026 · Millbrae, Ca
- C•••••• A••••••••• I••• independent RIAOct 20, 2023 to Mar 31, 2025 · Walnut Creek, Ca
- C•••••• F•••••••• L•• to B•••••••••left Apr 23, 2026, registered Jun 4, 2026 (42 days) · RIA to RIA
- C•••••• A••••••••• I••• to C•••••• F•••••••• L••left Mar 31, 2025, registered Apr 4, 2025 (4 days) · RIA to RIA
- B••••••• R••• F••• left C•••••• F•••••••• L•• for Bakeravenue (registered 2026-06-04)Apr 23, 2026 · Advisor changed firm · fact
- B••••••• R••• F••• left C•••••• A••••••••• I••• for C•••••• F•••••••• L•• (registered 2025-04-04)Mar 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address