RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••• W•••••• F••••
- L•••••••• W••••• P••••••• state registered currentsince Jun 30, 2026 · Highland, Mi
- J••• M••••• S••••••••• L•• wirehouseFeb 19, 2026 to May 19, 2026 · Detroit, Mi
- R•••••• J•••• • A••••••••• I••• national BDMar 4, 2024 to Feb 18, 2026 · Birmingham, Mi
- J••• M••••• S••••••••• L•• to L•••••••• W••••• P•••••••left May 19, 2026, registered Jun 30, 2026 (42 days) · Wirehouse to a state-registered adviser
- R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••left Feb 18, 2026, registered Feb 19, 2026 (1 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• W•••••• F•••• left J••• M••••• S••••••••• L•• for L•••••••• W••••• P••••••• (registered 2026-06-30)May 19, 2026 · Advisor changed firm · fact
- W•••• W•••••• F•••• left R•••••• J•••• • A••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2026-02-19)Feb 18, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address