RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• J• C••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 6, 2026 · Suwanee, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 14, 2025 to Dec 19, 2025 · Woodstock, Ga
- M••••• S•••••• wirehouseMar 5, 2025 to Mar 28, 2025 · Alpharetta, Ga
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Dec 19, 2025, registered Jan 6, 2026 (18 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to M•• I•••••••• S•••••••• L••left Mar 28, 2025, registered Apr 14, 2025 (17 days) · Wirehouse to affiliated broker-dealer or bank
- B•••••• J• C•••••• left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-01-06)Dec 19, 2025 · Advisor changed firm · fact
- B•••••• J• C•••••• left M••••• S•••••• for M•• I•••••••• S•••••••• L•• (registered 2025-04-14)Mar 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address