DFX Intelligence
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Feed of 09/14/2026
At current firm
1 y
since Sep 10, 2025
In the industry
11 y
since Apr 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Sep 10, 2025 · Tampa, Fl
- F•••••• F•••••••• A•••••••• L•• BD affiliatedApr 4, 2024 to Jun 27, 2024 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- F•••••• F•••••••• A•••••••• L•• to F••••• I•••••••••left Jun 27, 2024, registered Sep 10, 2025 (440 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
- C•••••• M••••• left F•••••• F•••••••• A•••••••• L•• for F••••• I••••••••• (registered 2025-09-10)Jun 27, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address