RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C•••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 17, 2026 · Buffalo Grove, Il
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2024 to Sep 13, 2026 · Skokie, Il
- P•••• S••••••••• L•• no RAUMJun 5, 2024 to Jul 2, 2024 · Chicago, Il
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 13, 2026, registered Sep 17, 2026 (4 days) · Wirehouse to wirehouse
- P•••• S••••••••• L•• to J••• M••••• S••••••••• L••left Jul 2, 2024, registered Oct 1, 2024 (91 days) · Affiliated broker-dealer or bank to wirehouse
- J••• C••• registered as an investment adviser representative at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 17, 2026 · Advisor registered · fact
- J••• C••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-09-17)Sep 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address