RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- D•••••• independent RIA currentsince Oct 14, 2025 · Phoenix, Az
- M•••••• P•••••• W••••• unclassifiedJul 16, 2025 to Oct 10, 2025 · Payson, Az
- S•••••• A•••• M••••••••• L•• independent RIAMay 6, 2024 to Jul 8, 2025 · Payson, Az
- M•••••• P•••••• W••••• to D••••••left Oct 10, 2025, registered Oct 14, 2025 (4 days) · Other
- S•••••• A•••• M••••••••• L•• to M•••••• P•••••• W•••••left Jul 8, 2025, registered Jul 16, 2025 (8 days) · Other
- R••• T•••••• R•••• left M•••••• P•••••• W••••• for Dynamic (registered 2025-10-14)Oct 10, 2025 · Advisor changed firm · fact
- R••• T•••••• R•••• left S•••••• A•••• M••••••••• L•• for M•••••• P•••••• W••••• (registered 2025-07-16)Jul 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address