RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• W•••••••••
- J•••••• W••••• M••••••••• L•• independent RIA currentsince Jun 4, 2026 · Grand Forks, Nd
- L•• F•••••••• L•• BD affiliatedSep 18, 2025 to Jun 4, 2026 · San Diego, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedDec 23, 2024 to Sep 15, 2025 · Grand Forks, Nd
- L•• F•••••••• L•• to J•••••• W••••• M••••••••• L••left Jun 4, 2026, registered Jun 4, 2026 (0 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Sep 15, 2025, registered Sep 18, 2025 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••• W••••••••• left L•• F•••••••• L•• for J•••••• W••••• M••••••••• L•• (registered 2026-06-04)Jun 4, 2026 · Advisor changed firm · fact
- C••• W••••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-09-18)Sep 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address