RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E••••• M•••••
- E••••• J•••• national BD currentsince Jul 30, 2012 · Sylvania, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedSep 17, 2008 to Aug 2, 2012 · Toledo, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 7, 2006 to Sep 10, 2008 · Maumee, Oh
- F•••• T•••• S••••••••• I••• to E••••• J••••left Aug 2, 2012, registered Jul 30, 2012 (-3 days) · Other
- M•• I•••••••• S•••••••• L•• to F•••• T•••• S••••••••• I•••left Sep 10, 2008, registered Sep 17, 2008 (7 days) · Other
- R••••• E••••• M••••• no longer holds an investment adviser registration (last listed at E••••• J•••• on the 2026-09-17 feed)Sep 17, 2026 · Advisor registration ended · derived
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address