DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles David Koncz

Summit Planning Group, LLCstate registeredBranford, Ctdual registrantIAPD 803649

Feed of 09/14/2026

Also filed as C David Koncz

At current firm

2 y

since Jun 12, 2024

In the industry

33 y

since Sep 24, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Summit Planning Group, LLC state registered current
since Jun 5, 2026 · Branford, Ct
LPL Financial LLC BD affiliated current
since Jun 12, 2024 · Branford, Ct
Osaic Fs, Inc. former
Nov 6, 2017 to Jun 13, 2024 · Branford, Ct
Summit Asset Management, LLC unclassified
Oct 14, 1999 to Aug 24, 2024 · Branford, Ct
Independent Advisers Group Corp former
Jun 24, 1997 to Apr 13, 2007 · Branford, Ct
Summit Planning Group, LLC state registered
Aug 24, 1995 to Dec 31, 2024 · Branford, Ct

Moves

a registration end followed by a registration begin elsewhere

Summit Planning Group, LLC to Independent Advisers Group Corp
left Dec 31, 2024, registered Jun 24, 1997 (-10052 days) · Other · moved with a team
Summit Asset Management, LLC to Osaic Fs, Inc.
left Aug 24, 2024, registered Nov 6, 2017 (-2483 days) · Other · moved with a team
Osaic Fs, Inc. to LPL Financial LLC
left Jun 13, 2024, registered Jun 12, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Independent Advisers Group Corp to Summit Asset Management, LLC
left Apr 13, 2007, registered Oct 14, 1999 (-2738 days) · Other

Signals

Charles David Koncz left Summit Planning Group, Llc for Independent Advisers Group Corp (registered 1997-06-24)
Dec 31, 2024 · Advisor changed firm · fact
Charles David Koncz left Summit Asset Management, Llc for Osaic Fs, Inc. (registered 2017-11-06)
Aug 24, 2024 · Advisor changed firm · fact
Charles David Koncz left Osaic Fs, Inc. for Lpl Financial Llc (registered 2024-06-12)
Jun 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address