RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A•••••••• K••••
- B•••• W••••• state registered currentsince Jan 12, 2026 · Indianapolis, In
- L•• W••••• P•••••••• L•• independent RIAMay 5, 2025 to Dec 12, 2025 · Louisville, Ky
- L•• W••••• P•••••••• L•• to B•••• W•••••left Dec 12, 2025, registered Jan 12, 2026 (31 days) · RIA to a state-registered adviser
- D•••• A•••••••• K•••• added a KY registration at B•••• W•••••Sep 16, 2026 · New state registration · fact
- D•••• A•••••••• K•••• left L•• W••••• P•••••••• L•• for B•••• W••••• (registered 2026-01-12)Dec 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address