DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lfg Wealth Partners, LLC
Latest filing Feb 9, 2026
First filing on the tape May 3, 2024 · 12 filings
SEC status approved since May 31, 2024
RAUM
$191M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$191M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$17.3M
derived; firm RAUM over IAPD count
Employees
26
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$191M as of Feb 9, 2026
Mar 28, 2025$112M then
HNW client RAUM$121M as of Feb 9, 2026
Mar 28, 2025$46.2M then
State-registered IARs (5.B.3)7 as of Feb 9, 2026
Mar 28, 20257 then
Employees (5.A)26 as of Feb 9, 2026
Mar 28, 202523 then
Private funds: no history
RAUM +70% over the last fiscal yearIARs 7 to 7
Practice profile
derived from the filing of Feb 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $17.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $207,483derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 5.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +70%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +27%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$121M63%
- Individuals$69.6M37%
- Individual clients
- 271reported
- HNW clients
- 89reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 919reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Troy Vincent Todd | Elizabethtown, Ky | Jun 27, 2024 | 10 y | 2 |
| Patrick John Rumoro | Elizabethtown, Ky | Jun 27, 2024 | 15 y | 3 |
| Kylee Brooke Marcy | Elizabethtown, Ky | Jun 27, 2024 | 12 y | 4 |
| Clay Daniel WatkinsCertified Financial Planner | Elizabethtown, Ky | Jun 27, 2024 | 17 y | 5 |
| Justin C Jenkins | Elizabethtown, Ky | Jun 27, 2024 | 13 y | 3 |
| Ryan KellyChartered Financial Analyst | Elizabethtown, Ky | Nov 4, 2024 | 21 y | 0 |
| Maverick Tucker MeltonCertified Financial Planner | Elizabethtown, Ky | Jul 16, 2025 | 10 y | 1 |
| Alexander Nelson Murzyn | Chicago, Il | Dec 10, 2025 | 12 y | 0 |
| Jason Christopher Vander Pol | Elizabethtown, Ky | Jan 8, 2026 | 19 y | 7 |
| Zachary Preston Wheeler | Louisville, Ky | Aug 7, 2026 | 14 y | 2 |
| James Matthew Jones | Elizabethtown, Ky | Aug 7, 2026 | 30 y | 4 |
Advisor movement
2 left, 3 joined in 12 months
net +1 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 18% of current headcount2 left over 36 months
Left, latest
- Jeanna Clark to Nationwide Investment Advisors, LLCAug 25, 2026 · RIA to affiliated broker-dealer or bank
- David Alexander Karem to Blend WealthDec 12, 2025 · RIA to a state-registered adviser
Joined, latest
- James Matthew Jones from Strategic Wealth Investment Group, LLCAug 7, 2026 · RIA to RIA
- Zachary Preston Wheeler from Winebrenner Capital Management LLCAug 7, 2026 · RIA to RIA
- Jason Christopher Vander Pol from Lord And RichardsJan 8, 2026 · RIA to RIA
- Maverick Tucker Melton from Strategic Advisers LLCJul 16, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jeanna Clark from Northwestern Mutual Investment Services,LLCOct 1, 2024 · Other
- Kylee Brooke Marcy from Ae Wealth Management, LLCJun 13, 2024 · RIA to a newly registered adviser
- Clay Daniel Watkins from Ae Wealth Management, LLCJun 13, 2024 · RIA to a newly registered adviser
- Troy Vincent Todd from Ae Wealth Management, LLCJun 13, 2024 · RIA to a newly registered adviser
- Patrick John Rumoro from Ae Wealth Management, LLCJun 13, 2024 · RIA to a newly registered adviser
- Justin C Jenkins from Ae Wealth Management, LLCJun 5, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from Ae Wealth Management, LLCSep 20, 2024 · Elizabethtown, Ky
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C Justin Jenkins · Presidentcontrolsince 03/2024 · owns 75% or more
- Ashley Matthew Swendiman · Chief Compliance Officersince 05/2024 · owns less than 5%
Related persons
Schedule D 7.A
- Justin Jenkinsinsurancereal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Elizabethtown, Ky · principal | 10 | 3 | 1 | ||
| Louisville, Ky | 1 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Louisville, KY3 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Feb 9, 2026financial planning (Item 5.G.1): no on the filing of 2026-01-27, yes on the filing of 2026-02-09peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Feb 9, 2026HNW share of RAUM moved from 41.0% to 63.0% between the annual amendments of 2025-03-28 and 2026-02-09peers: independent wealth managers, $100M to $500M (5,676)
- business activity changedChange between filings · filing Feb 9, 2026pension consulting (Item 5.G.6): yes on the filing of 2026-01-27, no on the filing of 2026-02-09peers: independent wealth managers, $100M to $500M (5,676)
- business activity changedChange between filings · filing Feb 9, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2026-01-27, no on the filing of 2026-02-09peers: independent wealth managers, $100M to $500M (5,676)
- business activity changedChange between filings · filing Feb 9, 2026wrap fee program participation (Item 5.I): yes on the filing of 2026-01-27, no on the filing of 2026-02-09peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 50 %Change between filings · filing Feb 9, 2026RAUM (Item 5.F) moved from $111,999,695 to $190,676,829 (+70.0%) between the annual amendments of 2025-03-28 and 2026-02-09; the peer median change was +15.0% (4551 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 704 to 919Jan 27, 2026 to Feb 9, 2026
- Advisory activities · 4 to 3Jan 27, 2026 to Feb 9, 2026
- HNW clients · 25 to 89Jan 27, 2026 to Feb 9, 2026
- Individual clients · 259 to 271Jan 27, 2026 to Feb 9, 2026
- Employees · 23 to 26Jan 27, 2026 to Feb 9, 2026
- Financial planning clients · to 251-500Jan 27, 2026 to Feb 9, 2026
- Discretionary RAUM · $112M to $191MJan 27, 2026 to Feb 9, 2026
- HNW RAUM · $46.2M to $121MJan 27, 2026 to Feb 9, 2026
- Individual RAUM · $65.8M to $69.6MJan 27, 2026 to Feb 9, 2026
- RAUM · $112M to $191MJan 27, 2026 to Feb 9, 2026
- Wrap assets (manager) · 0.0 to unsetJan 27, 2026 to Feb 9, 2026
- Wrap assets (sponsor) · 0.0 to unsetJan 27, 2026 to Feb 9, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 28, 2025
- Accounts · 621 to 704Oct 10, 2024 to Mar 28, 2025
- Advisory employees · 5 to 7Oct 10, 2024 to Mar 28, 2025
- HNW clients · 16 to 25Oct 10, 2024 to Mar 28, 2025
- Individual clients · 294 to 259Oct 10, 2024 to Mar 28, 2025
- Employees · 17 to 23Oct 10, 2024 to Mar 28, 2025
- State-registered IARs · 5 to 7Oct 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $101M to $112MOct 10, 2024 to Mar 28, 2025
- HNW RAUM · $33.3M to $46.2MOct 10, 2024 to Mar 28, 2025
- Individual RAUM · $68.1M to $65.8MOct 10, 2024 to Mar 28, 2025
- RAUM · $101M to $112MOct 10, 2024 to Mar 28, 2025
- Accounts · 0 to 621May 17, 2024 to Sep 27, 2024
- HNW clients · 0 to 16May 17, 2024 to Sep 27, 2024
- Individual clients · 0 to 294May 17, 2024 to Sep 27, 2024
- Discretionary RAUM · $0 to $101MMay 17, 2024 to Sep 27, 2024
- HNW RAUM · $0 to $33.3MMay 17, 2024 to Sep 27, 2024
- Individual RAUM · $0 to $68.1MMay 17, 2024 to Sep 27, 2024
- RAUM · $0 to $101MMay 17, 2024 to Sep 27, 2024
Signals
4 dated events
- Jeanna Clark left Lfg Wealth Partners, Llc for Nationwide Investment Advisors, Llc (registered 2026-08-25)Aug 25, 2026 · Advisor changed firm · fact
- David Alexander Karem left Lfg Wealth Partners, Llc for Blend Wealth (registered 2026-01-12)Dec 12, 2025 · Advisor changed firm · fact
- 5 advisors left AE Wealth Management, LLC (Louisville, KY) for Lfg Wealth Partners, LLC on the same daySep 20, 2024 · Team lift-out · derived
- Lfg Wealth Partners, Llc filed its initial SEC registration (Form ADV)May 3, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 877-573-2043reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/legato-financial-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- legatofinancialgroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 877-573-2043reportedpublic record, Form ADV, Feb 9, 2026
- Contact form
- legatofinancial.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- legatofinancial.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $17.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026